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Tag: SEC

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Wall Street Wins? SEC Approves Nasdaq Delisting Rule for Small Firms
SEC approves Nasdaq’s new $5M listing threshold, fast-tracking delisting for small firms with no standard 180-day cure period now.
The Securities and Exchange Commission approved a Nasdaq rule change on July 22, 2026. 
The rule sets a new minimum Market… Read full article
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SEC settles Coinbase suit over ‘text messages that disappeared’
The settlement follows a watchdog report last year that blamed “avoidable errors” for the loss of nearly a year’s worth of Gary Gensler’s text messages. Read full article
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Injective Files SEC Transfer Agent Registration For Regulated RWA Push
Injective has filed Form TA-1 with the US Securities and Exchange Commission to register as a transfer agent, a move aimed at supporting regulated real-world asset infrastructure on-chain.
The filing is about recordkeeping for securities ownership. It is not a… Read full article
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SEC’s Hester Peirce Warns Some Crypto Vaults May Be Securities
SEC says some crypto vaults may fall under securities laws based on their structure.
Active management of DeFi vaults could trigger investment adviser or securities rules.
Peirce invites industry feedback to help shape future crypto regulatory frameworks.

SEC Commissioner Hester… Read full article
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SEC Pays Coinbase $150K After FOIA Fight Over Deleted Gensler Messages
Coinbase secures $150,000 from the SEC after a FOIA lawsuit exposes deleted Gensler texts and its outdated record-keeping rules.
The U.S. Securities and Exchange Commission agreed to pay Coinbase $150,000 to settle a Freedom of Information Act lawsuit. The deal… Read full article
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SEC’s Peirce says crypto vaults and onchain lending may fall under securities laws
The SEC commissioner said crypto vaults, onchain lending products and other asset management tools may trigger US securities laws depending on how they are structured and operated. Read full article
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Crypto Vaults Could Be Securities, Warns SEC’s Peirce
Key Takeaways


Whether a crypto vault is a security depends on its structure, not its blockchain label.
Active curator control can trigger securities, fund or adviser obligations.
A vault that holds securities may fall under the Investment Company Act.
Peirce… Read full article
1d ago
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SEC And CFTC Open Joint Consultation On Crypto Derivatives Rules
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2d ago
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