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Tag: SEC

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Wintermute Registers as SEC Broker-Dealer for Stocks and Options
As of 2026-08-07T12:00:00Z, SEC public resources show no Form BD or EDGAR filing naming “Wintermute” or “Wintermute USA LLC” as an SEC-registered broker-dealer for equities or options, according to the SEC’s published dataset of active broker-dealers (data.gov).
FINRA BrokerCheck documents… Read full article
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