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Tag: SEC

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A&G Consultants Warning: SEC Flags Unregistered Entity — Investors Should Think Twice Before…
A&G Consultants Review: SEC Warning, Investment Risks & Scam Red FlagsContinue reading on Medium » Read full article
6h ago
Medium.com
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SEC Targets the Ownership Gap in Tokenized Stocks
Key Takeaways


SEC proposal addresses blockchain ownership records.
Token transfers may not complete ownership.
Agents would disclose their blockchain systems.
Rules remain proposed, not yet effective.


The SEC turns to tokenization’s legal record
The Securities and Exchange Commission has proposed… Read full article
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SEC Charges 38 Entities Over False Investment Adviser Filings
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Strict editorial policy that focuses on accuracy, relevance,… Read full article
7h ago
SEC
NewsBTC
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SEC proposes broad update to decades-old transfer agent rules with blockchain nod
The proposal would modernize rules largely unchanged since the 1980s, addressing blockchain-based recordkeeping, tokenized securities and increasingly automated market infrastructure. Read full article
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Thailand SEC proposes retail access to regulated overseas crypto derivatives
Thailand’s SEC seeks comments on rules requiring retail-accessible overseas crypto derivatives to trade on qualifying, centrally cleared exchanges. Read full article
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SEC Moves Crypto Custody Rule Overhaul to White House Review
SEC custody overhaul reaches White House review, advancing the rulemaking process.
Proposed changes could modernize digital asset custody rules for investment advisers.
Final provisions remain unclear until the SEC publishes the proposal for public review.

The U.S. Securities and Exchange… Read full article
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SEC Charges 38 Entities Over False Investment Adviser Filings
Reason to trust

Strict editorial policy that focuses on accuracy, relevance, and impartiality

Created by industry experts and meticulously reviewed

The highest standards in reporting and publishing

How Our News is Made

Strict editorial policy that focuses on accuracy, relevance,… Read full article
1d ago
SEC
NewsBTC
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Tokenized Equities and the Limits of the SEC’s Framing
Within five days this month the US Securities and Exchange Commission cancelled the open meeting at which its first crypto rulemaking was…Continue reading on Medium » Read full article
2d ago
SEC
Medium.com
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